Fiduciary Standard

As an independent Registered Investment Advisory firm, SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS operates under the Fiduciary Standard. That means we have an obligation to use our expertise to act in the best interest of our clients. As fiduciaries, we are legally required to put the client's interests ahead of our own.

The Institute for The Fiduciary Standard has articulated six key duties that embody an investment fiduciary’s responsibility:

• serve the client’s best interest
• act in utmost good faith
• act prudently – with the care, skill and judgment of a professional
• avoid conflicts of interest
• disclose all material facts
• control investment expenses

We adhere to the Fiduciary Standard at all times.

for more info:
http://www.thefiduciaryinstitute.org/
http://www.sec.gov/answers/suitability.htm